Governance And Risk Assessment

Provide a copy of film policies and procedures addressing the protection of customer/diem records and information, including those that are designed to secure enstomeilelient documents and information’, protect against anticipated threats to customer/client infoimation: and protect against unautliotizeci access to customer/client accounts or information for the review period. Please note that subseqteent questions in this Request Letter way ask for policies and procedures that are covered by the documents produced in response to this question. For those questions, reference this question and specifically indicate where the information can he found within the documents produced.